Fund Sponsors

State Exemptions From Registration as an Investment Adviser

If you are (i) in the business (ii) of giving investment advice (iii) for compensation, you meet the definition of an “investment adviser,” so...
Michael
11 min read

Basic Securities Law for Fund Sponsors

As an attorney in the private fund space, I get a lot of questions about the basic securities laws that impact funds, fund sponsors,...
Michael
8 min read